Manager, Finance Compliance
St. Louis, MO
The Manager of Financial Compliance will be responsible for assisting with overall Sarbanes Oxley (SOX) and SOC 1 compliance for the company. This position will play a key role in designing internal controls and ensuring we have adequate controls in key processes to address risks within our SOC 1 and SOX reporting. This position will be responsible for working with process owners on control design and documentation, coordination of testing and any remediation activity necessary for internal control deficiencies under SOX as well as three SSAE 18 SOC 1 Type II reports issued by the company. This position will report into the Senior Manager of Financial Compliance and will have significant interaction with our business partners throughout the organization as well as our external and internal auditors.
: Understanding our business processes and designing internal controls commensurate with financial statement risk.
: Assisting with annual SOX scoping analysis and periodic updates.
: Actively liaising with internal and external auditors and various process and control owners and ensuring testing readiness of control owners, timely supply of requested documentation and escalation of delinquencies.
: Working with control owners to determine appropriate remediation actions for control gaps.
: Assisting with assessing the controls impacts of projects and initiatives that change existing processes or impact existing processes.
: Assisting with responding to requests and questions related to the company' s three SSAE 18 SOC 1 Type II reports and providing timely client service to sales and account management and external SOC 1 report users.
: Assisting with ad-hoc compliance and controls related projects as those arise.
: Bachelor's degree.
: 4-6 years public accounting experience (including SOX and internal controls testing) or 5-7 in internal audit or other compliance role.
: CPA, CISA or CIA.
: Proficient in Microsoft Word, Excel and Visio.
: Strong understanding of internal controls and risk assessment.
: Excellent project management and organizational skills.
: Strong interpersonal skills and ability to interact with control owners and auditors.
: Ability to work cross functionally to resolve complex issues.
: Strong written and verbal communication skills.
: Ability to work independently and to identify when complex items require escalation.
ABOUT THE DEPARTMENT
If your niche is in financial reporting and analysis, underwriting, cash management, audit, or investor relations, our Finance department may be a perfect fit for you. Our teams within Finance work together to ensure our spending stays on track, and that we remain a profitable industry leader. We're always on the lookout for innovative people who think outside the box to join our team.