Compliance Consultant 4
Saint Louis, MO
This position reports to a WIM T&V Manager.
Specific duties for this position include, but are not limited to:
: Lead, design, and develop testing strategies and methodologies for the WIM Testing & Validation program to assure compliance with regulatory and operational risks as well as corporate policies, including compliance with the Operational Risk and Compliance Testing and Validation Standards, the SHRP Standard, and applicable portions of the Issue Management Policy.
: Execute group-specific control testing in accordance with T&V methodology and standards, including assessments of design and operating effectiveness.
: Lead and/or participate on reviews of varied complexity and regulatory risk exposure.
: Provide guidance to less experienced consultants.
: Evaluate the adequacy and effectiveness of policies, procedures, initiatives, and internal controls
: Thoroughly document test work and compliance activity reports.
: Identify issues and responsibility to communicate/consult with various levels of management to ensure corrective actions address root cause and meet corporate sustainability requirements.
: Maintain authoritative knowledge and full understanding of laws and regulations, regulatory guidance, policy and procedure concerning all compliance functions reviewed.
: Participate in quality reviews of review activity reports, workpapers and supporting documents, and system data.
: Testing practices may include: regulatory control testing, operational control testing, and corrective action validations.
: Participate in other projects/activities to further the compliance testing program.